Fca business plan template

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Fca business plan template in 2021

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What should be included in a FCA wind down plan?

It means that a solid wind down plan that can satisfy FCA’s requirements should be based on the firm’s business model, including its revenue streams, clients, business partners, and profitability.

What should be included in a business plan?

The FCA has stated that all business plans should explain: the services (both regulated and non-regulated) that the firm will sell as well as the areas it will specialise in; the experience that the firm’s governing body or senior management have of the regulated activities it wishes to carry out;

Why does the FCA need a business plan?

The FCA has prepared the plan and guidance in order to address the fact that some applications for authorisation by prospective lending firms take longer than necessary because the business plan submitted in support of the applications is insufficiently detailed. The FCA has stated that all business plans should explain:

What should be included in a regulatory business plan?

You must confirm you have available a regulatory business plan. It is important that this is tailored to the Applicant firm’s business, otherwise it may lead to delays. As a guide, the business plan should include: why the Applicant firm wishes to carry on regulated activities at this time;

Last Update: Oct 2021


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Sumitra

23.10.2021 06:56

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Ersula

20.10.2021 07:05

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Setsuo

22.10.2021 08:19

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Lamaria

24.10.2021 03:55

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Shoni

19.10.2021 04:11

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Irma

24.10.2021 00:56

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